Assistance with mainboard and SME listings covers the execution phase of an initial public offering once the company has decided to proceed. This includes support on the draft red herring prospectus, responses to regulatory observations, coordination with the merchant banker, registrar, legal counsel and auditors, and management of the overall process timeline.
Workstreams typically involve information consistency across documents, preparation of management for roadshow interactions, coordination of site visits or plant tours if required, and support on allocation and listing formalities. Differences between mainboard and SME platforms in terms of eligibility, disclosures and process are addressed as part of the engagement.
- Support on DRHP / prospectus content and information consistency
- Coordination with merchant banker, legal counsel and auditors
- Assistance with regulatory queries and observations
- Preparation of management for investor interactions
- Timeline and process management through listing
- Support on post-listing initial compliance requirements
The focus remains on process discipline, accurate information flow and alignment with regulatory and exchange requirements.